The introduction of near real-time trade reporting set to be extended beyond equity markets as part of MiFID II will broaden the visibility of trading activity in listed and OTC instruments – but how ...
Cappitech, a leading provider of regulatory reporting and intelligence solutions for the financial services industry, has completed its second annual MiFID II & Best Execution survey which shows that ...
Firms are still struggling with reporting quality and process in relation to the second Markets in Financial Instruments Directive (MiFID II), according to Cappitech’s second annual MiFID II and Best ...
PARIS--(BUSINESS WIRE)--Ullink, a global provider of electronic trading and connectivity solutions to the financial community, has launched a fully automated post-trade data management solution called ...
The FCA hands UBS largest MiFID transaction reporting fine to date after more than 130 million reports were found to be inaccurate. The UK’s financial regulator has handed UBS a fine of £27.6 million ...
Close to 50 percent of investment managers and consultants believe client reporting is the greatest implementation challenge presented by the second Markets in Financial Instruments Directive (MiFID ...
Firms have been urged by the FCA to take reasonable steps to prepare with post-Brexit MiFID and EMIR reporting requirements. The UK financial watchdog has said it will take a ‘pragmatic’ approach to ...
CHICAGO, Oct. 10, 2017 /PRNewswire/ -- In response to industry demand for a turnkey MiFID II reporting solution, Born Technology's CrossCheck™ now delivers Transaction Reports to EU Regulators.
LONDON, June 15, 2017 (GLOBE NEWSWIRE) -- Trax®, a subsidiary of MarketAxess Holdings, Inc. and a leading provider of regulatory reporting, trade matching and capital market data services, and Bats ...
The regulator aims to significantly reduce the administrative burden of the regime. On 21 November 2025, the FCA published a Consultation Paper (CP25/32) on changes to the transaction reporting regime ...
PARIS--(BUSINESS WIRE)--ULLINK, a global provider of electronic trading and connectivity solutions to the financial community, has extended its successful partnership with LiquidMetrix to deliver ...
The red light is ‘blinking’ – but are you sure you’re recording? Investment banks know they need to record their trades or face the wrath of the regulator. However, too often it is taken for granted ...